FINANCIAL
Network
FirstPurpose Wealth
Registered Investment Advisor
- Portfolio design, asset allocation, and rebalancing
- Personalized investment advice & account servicing
- Tiered fee schedule reduces fees on larger accounts
- Billed quarterly in advance from your account
DFPG INVESTMENTS, LLC
Independent Broker Dealer
- Compliance oversight with federal regulators
- Due diligence on alternative investment programs
- Administration and processing
EQUITY TRUST COMPANY
Independent Custodian
- Separate entity from FirstPurpose where your securities are held
- Maintains SIPC insurance for asset safekeeping
- Processes buy and sell transactions for your accounts
- Sends quarterly account statements
DIMENSIONAL FUND ADVISORS
Institutional Asset Class Fund Manager
- Mutual fund diversification
- Portfolio trading strategies
- Management fees- each fund varies (60/40 portfolio average is 0.35%)
- DFA’s performance reported net of fees
CHARLES SCHWAB
Independent Custodian
- Separate entity from FirstPurpose where your securities are held
- Maintains SIPC insurance for asset safekeeping
- Processes buy and sell transactions for your accounts
- Sends monthly account statements
